Unclaimed
Andres Sotomayor is a financial professional with over 5 years of experience in the industry. Andres is currently registered with J.P. Morgan Institutional Investments Inc. and holds Series 6, 7TO, and SIE licenses. Previously, Andres was employed with J.P. Morgan Securities LLC. Andres is registered with the state of Illinois as well as 16 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/29/2020 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
02/05/2018 - 10/15/2020
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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