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Andres Mauricio Cruz

Invex, LLC

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About Andres Mauricio Cruz

Andres Mauricio Cruz is a financial advisor with over 20 years of experience in the industry. Andres is currently registered with Invex, LLC and holds licenses in Florida, New York, and Texas. Andres has previously held positions at HAPOALIM SECURITIES USA, INC., MF GLOBAL INC., CREDIT SUISSE SECURITIES (USA) LLC, RBC CAPITAL MARKETS CORPORATION, RBC DAIN RAUSCHER INC., WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED.

Firm Information

Andres Cruz is currently registered with Invex, LLC. Invex, LLC is a Limited Liability Company formed on May 24, 2017. The firm is registered in California, Colorado, Connecticut, Florida, Massachusetts, New York, North Carolina, and Texas. Invex, LLC has 1 approved SEC registration and 8 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andres Cruz’s Registration & Firm History

FL

07/03/2014 - Present

Invex, LLC (CORAL GABLES FL)

FL

11/10/2011 - 05/19/2014

HAPOALIM SECURITIES USA, INC. (MIAMI FL)

FL

04/28/2010 - 10/13/2011

MF GLOBAL INC. (CORAL GABLES FL)

FL

11/23/2007 - 05/06/2010

CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)

FL

04/05/2006 - 10/05/2007

RBC CAPITAL MARKETS CORPORATION (MIAMI FL)

FL

06/17/2004 - 10/05/2007

RBC DAIN RAUSCHER INC. (MIAMI FL)

MO

07/01/2003 - 06/17/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/20/1997 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/09/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2000

Series 3 - National Commodity Futures Examination

BC

Issued 07/24/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andres Mauricio Cruz.
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