Unclaimed
Andres Manuel De corral is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in MIAMI, FL. Andres Manuel De corral has been in the securities industry for 37 years and has been registered with FINRA since 1996. Andres Manuel De corral has passed multiple industry exams including the Series 7, Series 3, Series 66, and Series 10. Andres Manuel De corral has registrations in 53 states and has been active in the industry since 1986.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
PR
07/25/1987 - 01/23/1992
MERRILL LYNCH GOVERNMENT SECURITIES OF PUERTO RICO, S.A. (HATO REY PR)
BOTH
Issued 08/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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