Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Barbosa has been working in the financial industry since September 5, 2002. Currently, Andres Barbosa is registered with Santander US Capital Markets LLC. Prior to this, Andres Barbosa has worked at Santander Investment Securities Inc., and Bozano, Simonsen Securities, Inc. Andres Barbosa has passed the General Securities Representative Examination (Series 7), the Limited Representative-Equity Trader Exam (Series 55), the Investment Banking Registered Representative Examination (Series 79), the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), the General Securities Principal Examination (Series 24), and the Uniform Securities Agent State Law Examination (Series 63). Andres Barbosa is currently registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
08/21/2020 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/19/2000 - 01/25/2016
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
02/10/1998 - 01/12/2001
BOZANO, SIMONSEN SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/21/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/03/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andres Barbosa is the right advisor for you? Invested Better is here to help.
