Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Tamayo is a financial advisor currently registered with Daiwa Capital Markets America Inc.. Andres is a seasoned professional with a strong track record of success in the financial services industry. Andres has over 20 years of experience in the industry. Andres holds the Series 7, Series 63, and SIE licenses and is registered in 25 states. Previously, Andres has also worked at Oppenheimer & Co. Inc., Lehman Brothers Inc., and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/05/2012 - Present
Daiwa Capital Markets America Inc. (SAN FRANCISCO CA)
CA
11/14/2008 - 08/28/2012
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
01/11/2006 - 09/18/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
NY
12/08/2003 - 10/19/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/16/2003 - 12/09/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 07/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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