Unclaimed
Andres Sheppard-slinger is a financial advisor with Cantor Fitzgerald & Co. based in New York, NY. Andres has over 7 years of experience in the financial services industry. Andres holds several licenses, including Series 7, 63, 66, 86, and 87, which allows Andres to provide a wide range of financial services to clients. Prior to joining Cantor Fitzgerald & Co., Andres worked at Credit Suisse Securities (USA) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2021 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/05/2019 - 10/29/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/11/2014 - 07/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/16/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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