Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Gonzalez has been in the securities industry since September 24, 2001. He is currently registered with HRT Execution Services LLC and HRT Financial LP, and previously held positions at Virtu Americas LLC, Virtu Financial BD LLC, Virtu Financial Capital Markets LLC, Virtu Financial Execution Services LLC, NASDAQ Execution Services, LLC, INET ATS, INC., THE ISLAND ECN and BLOCK TRADING INC. Andres holds Series 63, Series 24, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2023 - Present
HRT Execution Services LLC (NEW YORK NY)
TX
05/31/2018 - 12/02/2021
VIRTU AMERICAS LLC (Austin TX)
TX
01/27/2015 - 04/09/2020
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
01/27/2015 - 04/09/2020
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
CA
08/01/2011 - 03/15/2013
VIRTU FINANCIAL BD LLC (SANTA MONICA CA)
NY
03/09/2007 - 03/15/2013
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/12/2011 - 10/10/2012
VIRTU FINANCIAL EXECUTION SERVICES LLC (NEW YORK NY)
NY
02/01/2006 - 03/05/2007
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
05/27/2004 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
NJ
12/01/1998 - 11/22/2002
THE ISLAND ECN (JERSEY CITY NJ)
NA
01/03/1998 - 10/07/1998
BLOCK TRADING INC.
TX
02/11/1997 - 10/07/1998
BLOCK TRADING INC. (HOUSTON TX)
BC
Issued 02/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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