Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Figueroa De lasa has been active in the financial services industry since July 31, 1995. Andres is currently registered with Santander US Capital Markets LLC and has held previous registrations with Pickwick Capital Partners, LLC, Cortview Capital Securities LLC, Banc of America Securities LLC, and J.P. Morgan Securities Inc. Andres is licensed in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/17/2009 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
02/19/2014 - 03/08/2019
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
10/19/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
02/28/2006 - 11/27/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/23/2001 - 02/13/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/28/1993 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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