Unclaimed
Andres Mendoza is a financial professional with over 6 years of experience in the financial services industry. Andres is currently registered with TP Icap Global Markets Americas LLC, and holds Series 7, Series 63 and SIE licenses. Andres has experience working for Tullett Prebon Financial Services LLC. Andres is registered in Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
FL
11/22/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)
BC
Issued 03/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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