Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres E Galvez is a registered representative with Raymond James & Associates, Inc. Andres has over 5 years of experience in the financial industry. Andres has held previous roles with WELLS FARGO CLEARING SERVICES, LLC and Santander Securities LLC. Andres is licensed to provide securities advice and investment advisory services in Florida, California, Delaware, District of Columbia, Massachusetts, Montana, Nevada, New York, North Carolina, Texas and Wyoming. Andres has passed the Series 7, Series 66 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/17/2021 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
08/03/2020 - 03/16/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
04/07/2020 - 08/10/2020
SANTANDER SECURITIES LLC (Miami FL)
FL
07/20/2017 - 04/13/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 09/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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