Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Steckl is a financial professional with over 20 years of experience in the industry. Andres is currently a Registered Principal at Nomura Securities International, Inc. Prior to this role, Andres worked for a number of other firms including Credit Agricole Securities (USA) Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
08/01/2023 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
10/03/2018 - 07/28/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
05/09/2017 - 07/31/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
09/20/2012 - 05/10/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/24/2008 - 09/25/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/19/2003 - 03/26/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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