Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andres? Claim Your ProfileAndres Cardona is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Andres is a registered representative with FINRA and is licensed in 11 states. Andres has been in the securities industry since May 2009. Previously, Andres worked for Citigroup Global Markets Inc. and Chase Investment Services Corp. Andres specializes in providing financial advice and investment management services to individuals, businesses, and institutions. Andres is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/16/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MARINA DEL REY CA)
CA
08/07/2014 - 04/29/2016
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
01/18/2011 - 07/23/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
01/06/2010 - 01/03/2011
CHASE INVESTMENT SERVICES CORP. (CARSON CA)
CA
02/25/2009 - 12/19/2009
CITIGROUP GLOBAL MARKETS INC. (ORINDA CA)
BOTH
Issued 08/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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