Unclaimed
Andrei Saunders is a financial advisor with J.P. Morgan Securities LLC and has over 25 years of experience in the financial services industry. Andrei is registered with the Securities and Exchange Commission (SEC) and holds Series 3, 7, 9, 10, 24, 63, and 65 licenses. Andrei also has been registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining J.P. Morgan, Andrei was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc., Credit Agricole Securities (USA) Inc., and CRT Capital Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
11/17/2022 - Present
J.p. Morgan Securities LLC (Greenwich CT)
NY
07/11/2019 - 09/17/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/04/2017 - 09/18/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/16/2013 - 10/28/2016
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
CT
07/09/2012 - 04/23/2013
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
08/27/1993 - 11/28/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 11/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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