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Andrei Michael george Saunders

J.p. Morgan Securities LLC

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About Andrei Michael george Saunders

Andrei Saunders is a financial advisor with J.P. Morgan Securities LLC and has over 25 years of experience in the financial services industry. Andrei is registered with the Securities and Exchange Commission (SEC) and holds Series 3, 7, 9, 10, 24, 63, and 65 licenses. Andrei also has been registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining J.P. Morgan, Andrei was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc., Credit Agricole Securities (USA) Inc., and CRT Capital Group LLC.

Firm Information

Andrei Saunders is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Andrei Saunders’s Registration & Firm History

CT

11/17/2022 - Present

J.p. Morgan Securities LLC (Greenwich CT)

NY

07/11/2019 - 09/17/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/04/2017 - 09/18/2018

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/16/2013 - 10/28/2016

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

CT

07/09/2012 - 04/23/2013

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

08/27/1993 - 11/28/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/06/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/07/2013

Series 24 - General Securities Principal Examination

BC

Issued 02/17/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/24/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1993

Series 3 - National Commodity Futures Examination

BC

Issued 08/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Andrei Michael george Saunders. Review regulatory record here.
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