Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andreas? Claim Your ProfileAndreas Maerki is a financial professional with experience in the industry since August 20, 2015. Andreas is currently registered with Bbva Securities Inc. in New York. Andreas has previously worked with SMBC Nikko Securities America, Inc., Citigroup Global Markets Inc., Northwestern Mutual Investment Services, LLC, and UBS Financial Services Inc. Andreas holds Series 63, 66, 7, 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2024 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
08/08/2019 - 02/09/2024
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
04/23/2015 - 02/05/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
WV
02/01/2011 - 06/14/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BECKLEY WV)
NJ
09/19/2007 - 12/08/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 07/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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