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Andreas George Zervas

Mizuho Securities USA LLC

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About Andreas George Zervas

Andreas Zervas is a financial advisor with over 24 years of experience in the industry. Andreas is currently registered with Mizuho Securities USA LLC. Andreas has held previous positions with J.P. Morgan Securities Inc., Banc One Capital Markets, Inc. and Banc One Brokerage International Corporation. Andreas holds FINRA Series 3, 7, and 63 licenses as well as the SIE exam. Andreas is currently registered in Illinois.

Firm Information

Andreas Zervas is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andreas Zervas’s Registration & Firm History

IL

10/18/2005 - Present

Mizuho Securities USA LLC (CHICAGO IL)

NY

08/02/2004 - 10/04/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

03/26/2001 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

IL

05/07/1998 - 09/24/2001

BANC ONE BROKERAGE INTERNATIONAL CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/27/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andreas George Zervas.
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