Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Tatiana Arias turriago is a registered representative with UBS Financial Services Inc. Andrea has been in the industry since 2009. Andrea has passed the Series 66, Series 10, Series 9, Series 7 and SIE exams. Andrea is registered with the state of Maryland and Virginia. Previously, Andrea was employed with RBC Capital Markets, LLC. Andrea is able to offer a wide range of financial services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
03/08/2024 - Present
UBS Financial Services Inc. (BETHESDA MD)
VA
03/22/2023 - 03/15/2024
RBC CAPITAL MARKETS, LLC (Vienna VA)
MD
07/22/2009 - 03/27/2023
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
BOTH
Issued 09/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrea Arias turriago is the right advisor for you? Invested Better is here to help.
