Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Smith is a registered Investment Advisor Representative with Brookstone Capital Management LLC in Wheaton, Illinois. Andrea has over 18 years of experience in the financial services industry. Previously, Andrea was with J.P. Morgan Securities LLC in Lake Zurich, IL and Chase Investment Services Corp. in Round Lake, IL. Andrea has a Series 7, Series 6, Series 63 and Series 66 license. Andrea holds a Bachelor's Degree from University of Wisconsin – Stout and an MBA from Keller Graduate School of Management. Andrea is an active member of the community and serves on the board of directors of several local charities. Andrea's clients include high-net-worth individuals and families, corporations, and other businesses. Andrea specializes in financial planning, investment management, and retirement planning. Andrea is committed to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/02/2023 - Present
Brookstone Capital Management LLC (WHEATON IL)
IL
11/05/2019 - 04/04/2023
J.P. MORGAN SECURITIES LLC (LAKE ZURICH IL)
IL
07/06/2005 - 11/17/2010
CHASE INVESTMENT SERVICES CORP. (ROUND LAKE IL)
IL
03/25/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 03/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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