Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Sequeira Czarniak is a financial advisor with over 20 years of experience in the industry. Andrea is currently registered with Morgan Stanley. Andrea has held previous roles at SAFRA SECURITIES LLC, E.S. FINANCIAL SERVICES, INC., WESTLB SECURITIES INC., ITAU SECURITIES INC., and FINANTIA BROKERS LTD. Andrea holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 53, 55, 63, and 66. Andrea is also a Registered Representative and Investment Advisor Representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/27/2021 - Present
Morgan Stanley (New York NY)
NY
04/10/2012 - 09/15/2015
SAFRA SECURITIES LLC (NEW YORK NY)
NY
07/23/2008 - 03/28/2012
E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
07/27/2005 - 03/24/2008
WESTLB SECURITIES INC. (NEW YORK NY)
NY
06/13/2002 - 05/06/2005
ITAU SECURITIES INC. (NEW YORK NY)
FL
06/19/1996 - 11/30/2000
FINANTIA BROKERS LTD (MIAMI FL)
BOTH
Issued 06/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/08/2002
Series 4 - Registered Options Principal Examination
BC
Issued 12/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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