Unclaimed
Andrea Brown is a financial advisor who has been in the industry since 2009. Andrea is currently registered with Equitable Distributors, LLC in Charlotte, NC. Andrea has worked at several firms including Griffin Capital Securities, LLC, Grubb & Ellis Capital Corporation, Grubb & Ellis Securities, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Andrea is licensed to sell securities in California, Montana, Nevada, New Mexico, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/28/2018 - Present
Equitable Distributors, LLC (Charlotte NC)
CA
01/10/2012 - 11/07/2018
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
03/01/2011 - 01/06/2012
GRUBB & ELLIS CAPITAL CORPORATION (SANTA ANA CA)
CA
03/01/2011 - 08/09/2011
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
CA
06/01/2009 - 06/11/2010
MORGAN STANLEY SMITH BARNEY (LAGUNA NIGUEL CA)
CA
11/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAGUNA NIGUEL CA)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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