Unclaimed
Andrea Rachel Hammerling is a financial advisor at Charles Schwab & CO., Inc. Andrea has been working in the financial industry since 2007. Andrea is registered to provide investment advisory services in Connecticut. Andrea's previous firms include TD Ameritrade, Inc., RBC Capital Markets, LLC, Securities Service Network, Inc., Directed Services LLC, ING America Equities, Inc., ING Investment Advisors, LLC, Systematized Benefits Administrators, Inc., ING Financial Advisers, LLC, Phoenix Equity Planning Corporation, PaineWebber Incorporated and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CT
02/26/2020 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
10/30/2015 - 02/11/2020
TD AMERITRADE, INC. (WEST HARTFORD CT)
CT
05/27/2014 - 09/18/2014
RBC CAPITAL MARKETS, LLC (GLASTONBURY CT)
CT
01/04/2013 - 11/14/2013
SECURITIES SERVICE NETWORK, INC. (WETHERSFIELD CT)
CT
10/22/2012 - 12/17/2012
SECURITIES SERVICE NETWORK, INC. (WETHERSFIELD CT)
CT
09/13/2011 - 01/17/2012
DIRECTED SERVICES LLC (WINDSOR CT)
PA
09/08/2011 - 01/17/2012
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
CT
08/03/2010 - 01/17/2012
ING INVESTMENT ADVISORS, LLC (WINDSOR CT)
CT
08/03/2010 - 01/17/2012
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC. (WINDSOR CT)
CT
07/22/2010 - 01/17/2012
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
03/15/2006 - 01/16/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NJ
08/28/1998 - 10/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CT
12/05/1996 - 09/14/1998
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 12/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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