Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Carpenter is a financial advisor who has been in the industry since December 1992. Andrea is currently registered with Geneos Wealth Management, Inc. and has held previous positions with firms like U.S. BANCORP INVESTMENTS, INC., GWN SECURITIES INC., and AMERICAN GENERAL SECURITIES INCORPORATED. Andrea is a Chartered Financial Consultant and holds several securities licenses, including Series 6, 7, 24, 63 and 65. Andrea is also an educator with the Association of Financial Educators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/12/2021 - Present
Geneos Wealth Management, Inc. (KNOXVILLE TN)
TN
09/28/2012 - 01/08/2021
U.S. BANCORP INVESTMENTS, INC. (KNOXVILLE TN)
TN
11/20/2006 - 09/28/2012
GWN SECURITIES INC. (MARYVILLE TN)
TN
05/23/2005 - 11/24/2006
AMERICAN GENERAL SECURITIES INCORPORATED (ALCOA TN)
IN
07/11/2003 - 06/02/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NJ
12/10/2001 - 07/16/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NC
05/25/2001 - 11/16/2001
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
TN
03/29/1999 - 05/09/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NJ
10/30/1992 - 04/08/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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