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Andrea Nicole Picott

Capital ONE Securities, Inc.

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About Andrea Nicole Picott

Andrea Picott is a financial professional with over 10 years of experience in the industry. Andrea is currently registered with Capital One Securities, Inc. Andrea has previously worked with RBS Securities Inc. and RBS Securities Corporation. Andrea holds Series 63, SIE and Series 7 licenses and is registered in 11 states. Andrea is currently active in the broker-dealer space but is not currently registered as an Investment Advisor.

Firm Information

Andrea Picott is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Picott’s Registration & Firm History

NY

01/08/2016 - Present

Capital ONE Securities, Inc. (New York NY)

CT

04/28/2008 - 09/07/2010

RBS SECURITIES INC. (STAMFORD CT)

NY

07/19/2004 - 04/25/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrea Nicole Picott.
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