Unclaimed
Andrea Picott is a financial professional with over 10 years of experience in the industry. Andrea is currently registered with Capital One Securities, Inc. Andrea has previously worked with RBS Securities Inc. and RBS Securities Corporation. Andrea holds Series 63, SIE and Series 7 licenses and is registered in 11 states. Andrea is currently active in the broker-dealer space but is not currently registered as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/08/2016 - Present
Capital ONE Securities, Inc. (New York NY)
CT
04/28/2008 - 09/07/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
07/19/2004 - 04/25/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 02/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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