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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Rodriguez is a financial advisor with Ameriprise Financial Services, LLC. Andrea has been in the financial industry since 2002, and holds several licenses and certifications. These include Series 7, 8, 31, 63 and 65. Andrea is registered to provide investment advice in Arizona, California, Maryland, and New Mexico. Andrea's current location is at Ameriprise Financial Services, LLC office at 4800 Montgomery Ln Ste 620, Bethesda, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
04/26/2022 - Present
Ameriprise Financial Services, LLC (Bethesda MD)
AZ
11/30/2021 - 03/23/2022
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
AZ
03/20/2012 - 12/01/2021
AMERIPRISE FINANCIAL SERVICES, LLC (TUCSON AZ)
NM
01/20/2011 - 02/24/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
FL
12/16/2003 - 07/09/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
08/16/2002 - 12/18/2003
EDWARD JONES (ST. LOUIS MO)
NY
03/09/2002 - 04/17/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
05/20/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
11/16/1995 - 09/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/03/1995 - 10/03/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/13/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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