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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Montville is a financial advisor with UBS Financial Services Inc. based in Phoenix, Arizona. Andrea has over 20 years of experience in the financial services industry. Andrea is a Series 7, Series 63, and Series 65 licensed professional. Andrea is also registered with the states of Arizona, New Jersey, and Texas. Andrea specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Andrea previously worked for Morgan Stanley, E*TRADE Securities LLC, VALIC Financial Advisors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
07/17/2024 - Present
UBS Financial Services Inc. (PHOENIX AZ)
CO
07/13/2023 - 08/31/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
AZ
01/11/2023 - 06/23/2023
MORGAN STANLEY (Gilbert AZ)
AZ
10/11/2017 - 06/23/2023
E*TRADE SECURITIES LLC (Gilbert AZ)
AZ
09/29/2015 - 04/13/2017
VALIC FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/26/2015 - 09/22/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
CA
10/03/2012 - 12/10/2013
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
AZ
11/06/2007 - 12/14/2011
CHARLES SCHWAB & CO., INC. (PEORIA AZ)
IL
09/28/2006 - 08/21/2007
IFMG SECURITIES, INC. (CHICAGO IL)
IL
07/06/2005 - 07/21/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
04/12/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
12/03/2004 - 02/18/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IL
09/25/2003 - 11/03/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
06/21/2001 - 09/18/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
04/19/2001 - 05/18/2001
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
NE
11/01/2000 - 04/18/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 1/3/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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