Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Spieth is a financial advisor with Professional Planning Group. Andrea is a registered investment advisor representative in Rhode Island and Texas. She has over 20 years of experience in the financial services industry. Andrea provides a variety of financial services to individuals and families, including financial planning, portfolio management, and retirement planning. She is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
11/13/2020 - Present
Professional Planning Group (WESTERLY RI)
RI
01/19/2016 - 11/05/2018
LPL FINANCIAL LLC (EAST GREENWICH RI)
RI
06/01/2009 - 05/26/2015
MORGAN STANLEY (PROVIDENCE RI)
RI
02/27/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PROVIDENCE RI)
NY
05/15/1997 - 12/09/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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