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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea James is a financial advisor with Wells Fargo Clearing Services, LLC. Andrea has been in the industry since 2007 and is registered in 20 states. Andrea is a Certified Financial Planner. Andrea has worked for Wells Fargo Investments, LLC, and Edward Jones in the past. Andrea has a combined state law exam, general securities representative exam, and securities industry essentials exam. Andrea's firm, Wells Fargo Clearing Services, LLC, has approximately $10 billion - $50 billion in assets under management and provides investment advisory services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
IA
10/10/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DES MOINES IA)
MO
12/19/2006 - 03/15/2007
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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