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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Mary Shea is a financial advisor with UBS Financial Services Inc., with over 20 years of experience in the industry. Andrea is registered with the state of Ohio, Florida, North Carolina, and Texas as a broker-dealer and investment advisor. Andrea previously worked with Citicorp Global Markets, McDonald Investments, Key Investments and Ohio Savings Securities. Andrea also holds the Series 7, Series 63, Series 31 and SIE licenses. Andrea offers a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/19/2009 - Present
UBS Financial Services Inc. (PEPPER PIKE OH)
OH
04/15/2005 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (PEPPER PIKE OH)
OH
05/14/1999 - 06/14/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
02/26/1999 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
OH
09/25/1998 - 02/25/1999
OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)
IA
Issued 04/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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