Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Marshall Williams is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Providence, Rhode Island. Andrea has been in the securities industry since 2006 and has been with Merrill Lynch since 2009. Previously, Andrea worked at BANC OF AMERICA INVESTMENT SERVICES, INC. in Providence, Rhode Island. Andrea holds several securities licenses, including Series 7, Series 10, Series 24, and Series 66. Andrea is registered with the following states: Arkansas, Connecticut, Delaware, Maine, Massachusetts, Nebraska, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Utah. Andrea specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Andrea also provides portfolio management services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
08/08/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
BOTH
Issued 10/6/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/7/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrea Williams is the right advisor for you? Invested Better is here to help.
