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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Margo Hauptman is an investment advisor representative registered with Cetera Investment Advisers LLC in PARSIPPANY, NJ. Andrea has been in the industry for over 14 years. Andrea has also worked for SECURIAN FINANCIAL SERVICES, INC. and MML INVESTORS SERVICES, LLC. Andrea is licensed in NJ and holds Series 6, 7, 63 and 65 licenses as well as the SIE. Andrea offers services including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
08/10/2023 - Present
Cetera Investment Advisers LLC (PARSIPPANY NJ)
NJ
08/17/2011 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NJ
02/10/2009 - 08/02/2011
MML INVESTORS SERVICES, LLC (LITTLE FALLS NJ)
IA
Issued 11/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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