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Andrea M Jones

Scotia Capital (usa) Inc.

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About Andrea M Jones

Andrea Jones is a financial professional with Scotia Capital (usa) Inc. and has been in the industry since November 10, 2023. Andrea has passed the Uniform Securities Agent State Law Examination (Series 63), Investment Banking Registered Representative Examination (Series 79TO) and the Securities Industry Essentials Examination (SIE). Andrea is registered in 52 states and the District of Columbia.

Firm Information

Andrea Jones is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Jones’s Registration & Firm History

CA

11/11/2023 - Present

Scotia Capital (usa) Inc. (San Francisco CA)

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Licenses & Designations

BC

Issued 10/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea M Jones.
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