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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Herrera is a financial advisor with over 25 years of experience in the financial services industry. Andrea currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously worked at Citigroup Global Markets Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, BT Brokerage Corporation, and National Discount Brokers. Andrea holds a Series 63, Series 52TO, Series 53, SIE, and Series 7 licenses. Andrea is registered as a broker-dealer in Indiana, New York, and Texas. Andrea specializes in portfolio management for individuals and businesses, as well as pension consulting. Andrea also provides educational seminars and research reports and services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/18/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
02/16/2006 - 12/01/2008
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
01/13/2001 - 02/23/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/04/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
12/03/1996 - 12/04/1997
BT BROKERAGE CORPORATION (NEW YORK NY)
NE
12/07/1995 - 11/08/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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