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Andrea Lynn Albu

THE Strategic Financial Alliance, Inc.

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About Andrea Lynn Albu

Andrea Albu is a Registered Representative and Investment Advisor Representative. Andrea has over 25 years of experience in the financial services industry. Andrea is currently registered with THE Strategic Financial Alliance, Inc. where she has been employed since March 2012. Before that Andrea worked for SunTrust Investment Services, Inc., FSC Securities Corporation, World Group Securities, Inc., Key Investment Services LLC, McDonald Investments Inc., Key Investments Inc. and Key Clearing Corp..

Firm Information

Andrea Albu is currently registered with THE Strategic Financial Alliance, Inc.. THE Strategic Financial Alliance, Inc. is a registered investment advisor headquartered in Atlanta, GA, offering a range of services including financial planning, portfolio management for individuals and businesses, and educational seminars. Established in 2003, the firm manages approximately $334 million in assets for over 1,300 clients, including high-net-worth individuals and corporations. The firm has a team of over 100 licensed agents and representatives, and is registered with the Securities and Exchange Commission (SEC) and in all 50 states.
THE Strategic Financial Alliance, Inc.

2200 CENTURY PARKWAY

ATLANTA, GA 30345

$334.01M

Assets Under Management

40

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Andrea Albu’s Registration & Firm History

GA

04/20/2012 - Present

THE Strategic Financial Alliance, Inc. (ATLANTA GA)

GA

02/24/2009 - 10/20/2011

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

GA

02/20/2008 - 12/12/2008

FSC SECURITIES CORPORATION (ATLANTA GA)

GA

09/21/2007 - 10/10/2007

WORLD GROUP SECURITIES, INC. (DULUTH GA)

OH

01/03/2006 - 03/28/2006

KEY INVESTMENT SERVICES LLC (BROOKLYN OH)

OH

07/18/2000 - 01/04/2006

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

05/14/1999 - 07/19/1999

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

04/15/1997 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

OH

01/31/1996 - 04/18/1997

KEY CLEARING CORP. (BROOKLYN OH)

CA

05/05/1992 - 06/06/1995

FN INVESTMENT CENTER (SACRAMENTO CA)

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Licenses & Designations

BOTH

Issued 07/13/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/1993

Series 7 - General Securities Representative Examination

BC

Issued 05/04/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Andrea Lynn Albu. Review regulatory record here.
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