Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Loughlin is a financial professional with over 40 years of experience in the securities industry. Andrea is currently registered with Oppenheimer & Co. Inc. and holds licenses in New York, New Jersey and several other states. She also holds the Series 3, 7, 15, 63 and 66 securities licenses and has previously worked at Morgan Stanley, Morgan Stanley Smith Barney, and Merrill Lynch. Andrea's experience and licenses allow her to provide a wide range of financial services including portfolio management for individuals, businesses and pooled investment vehicles, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (MELVILLE NY)
NY
06/01/2009 - 09/30/2015
MORGAN STANLEY (MELVILLE NY)
NY
06/08/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
06/02/2000 - 06/21/2007
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
01/19/1981 - 06/09/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/17/1982
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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