Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Leonardi Dawson is a financial professional with over 17 years of experience in the industry. Andrea Dawson is currently registered with Charles Schwab & Co., Inc. Previously, Andrea Dawson was registered with TD AMERITRADE, INC. Andrea Dawson has experience in the financial services industry, working with various firms such as Charles Schwab & Co., Inc., TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC.. Andrea Leonardi Dawson holds the following licenses: Series 4, Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
12/01/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
TX
10/03/2018 - 07/29/2024
TD AMERITRADE, INC. (Westlake TX)
TX
10/03/2018 - 04/20/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
01/13/2011 - 11/03/2016
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
06/10/2010 - 11/03/2016
TD AMERITRADE, INC. (FORT WORTH TX)
TX
02/15/2008 - 06/10/2010
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
04/22/2006 - 10/28/2009
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/01/2006 - 07/06/2006
AMERITRADE, INC. (FORT WORTH TX)
TX
02/01/2005 - 05/01/2006
AMERITRADE, INC. (FORT WORTH TX)
BC
Issued 02/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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