Unclaimed
Andrea Roberts is a financial professional with over 10 years of experience in the industry. Andrea is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO, a firm she has been with since February 2012. Andrea previously worked with National Planning Corporation in Los Angeles, CA. Andrea has a strong background in securities and investment products, having passed the Series 6, Series 99, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/29/2012 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CA
08/18/2003 - 08/21/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2012
Series 99 - Operations Professional Examination
BC
Issued 08/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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