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Andrea Leigh Roberts

Empower Financial Services, Inc.

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About Andrea Leigh Roberts

Andrea Roberts is a financial professional with over 10 years of experience in the industry. Andrea is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO, a firm she has been with since February 2012. Andrea previously worked with National Planning Corporation in Los Angeles, CA. Andrea has a strong background in securities and investment products, having passed the Series 6, Series 99, and SIE exams.

Firm Information

Andrea Roberts is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Roberts’s Registration & Firm History

CO

02/29/2012 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CA

08/18/2003 - 08/21/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2012

Series 99 - Operations Professional Examination

BC

Issued 08/14/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea Leigh Roberts.
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