Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Nicolopoulos is a financial advisor with Wells Fargo Clearing Services, LLC. Andrea has been in the financial industry since 1981. Andrea is registered with FINRA and the state of Florida. Andrea has a Series 7, 5, 63, and 65 licenses, as well as the SIE. Andrea has experience providing investment consulting services to institutional clients. Andrea is also a financial planner and provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/20/2001 - Present
Wells Fargo Clearing Services, LLC (Cape Coral FL)
TX
09/01/1994 - 10/10/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
07/16/1990 - 09/01/1994
HAMILTON INVESTMENTS, INC.
IA
04/27/1983 - 07/31/1990
R. G. DICKINSON & CO. (DES MOINES IA)
NA
12/03/1981 - 05/13/1983
OBERWEIS SECURITIES, INC.
NA
03/23/1981 - 11/27/1981
THE ILLINOIS COMPANY, INC.
IA
Issued 06/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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