Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Boccafola has been in the financial services industry since 1994 and is currently registered with J.p. Morgan Securities LLC. Andrea has experience in various aspects of the industry, holding several licenses including Series 4, 7, 9, 10, 24, 55, 57TO, and SIE. Andrea has previously held positions with several firms including J.P. Morgan Clearing Corp., VFinance Investments, Inc., Ehrenkrantz King Nussbaum, Inc., and Weatherly Securities Corporation. Andrea is based in NEW YORK, NY and specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/09/2006 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
11/27/2009 - 07/24/2013
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
06/09/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
FL
04/17/2003 - 09/26/2005
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
11/27/2001 - 04/24/2003
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
02/26/2001 - 12/21/2001
EHRENKRANTZ KING NUSSBAUM (NEW YORK NY)
NY
03/14/1997 - 12/06/2000
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
12/02/1996 - 01/28/1997
COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
05/12/1993 - 11/11/1996
AMERICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2010
Series 4 - Registered Options Principal Examination
BC
Issued 04/30/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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