Unclaimed
Andrea Kotch duda is a financial advisor who has been in the industry since 1982. Andrea is currently registered with Raymond James & Associates, Inc. Andrea is a Registered Representative and has a Series 7, Series 6, Series 22, Series 24, Series 31 and Series 65 license. Andrea has been with Raymond James & Associates, Inc. since 1999. Prior to joining Raymond James & Associates, Inc., Andrea worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prescott, Ball & Turben, Inc., IDS Life Insurance Company, American Express Financial Advisors Inc. and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
07/28/2016 - Present
Raymond James & Associates, Inc. (ANN ARBOR MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
01/04/1993 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
09/25/1989 - 01/12/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/04/1987 - 09/26/1989
PRESCOTT, BALL & TURBEN, INC.
NA
10/08/1982 - 10/05/1987
IDS LIFE INSURANCE COMPANY
NA
10/08/1982 - 09/28/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
10/08/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 07/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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