Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Kirsten Johns is a financial professional with over 18 years of experience in the industry. Andrea is currently registered with HSBC Securities (USA) Inc. and has previously worked for Credit Suisse Securities (USA) LLC, Nomura Securities International, Inc., Lehman Brothers Inc., and Credit Suisse First Boston Corporation. Andrea holds the Series 4, 7, 16, and 24 licenses and the SIE exam. Andrea's focus is on providing asset allocation recommendations and selecting other advisors. Andrea works with a variety of clients, including high-net-worth individuals, pooled investment vehicles, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/17/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
05/02/2019 - 03/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/15/2008 - 06/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/24/2002 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/02/2001 - 06/28/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/14/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 06/14/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2001
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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