Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Kelley is a registered representative with UBS Financial Services Inc. Andrea has been in the financial services industry since 2005. Andrea is licensed to sell securities in Massachusetts, New York, and Vermont and is registered as an Investment Advisor Representative in Vermont. Andrea is also licensed to sell securities in Massachusetts, New York, and Vermont. Andrea Kelley is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VT
03/07/2018 - Present
UBS Financial Services Inc. (SOUTH BURLINGTON VT)
VT
07/08/2005 - 02/15/2018
SCOTTRADE, INC. (SOUTH BURLINGTON VT)
BOTH
Issued 01/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrea Kelley is the right advisor for you? Invested Better is here to help.
