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Andrea K Stephenson

Charles Schwab & CO., Inc.

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About Andrea K Stephenson

Andrea Stephenson is a financial advisor registered with Charles Schwab & CO., Inc. Andrea has been in the industry since October 1995. Andrea specializes in providing financial planning and advisory services to individuals and families. Andrea is registered to provide investment advisory services in Florida and Texas. Andrea also provides financial planning services in other states.

Firm Information

Andrea Stephenson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Andrea Stephenson’s Registration & Firm History

FL

01/02/2019 - Present

Charles Schwab & CO., Inc. (Sarasota FL)

AL

08/08/2002 - 07/11/2005

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

NC

06/12/1998 - 07/18/2002

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

WI

01/29/1998 - 05/27/1998

INVEST FINANCIAL CORPORATION (APPLETON WI)

FL

09/05/1995 - 02/05/1998

BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)

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Licenses & Designations

IA

Issued 05/24/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrea K Stephenson.
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