Unclaimed
Andrea J. Sigler is a financial advisor with J.P. Morgan Securities LLC, located in Irvine, California. Andrea has been working in the financial services industry since 2002 and has a broad range of experience, having previously worked for firms such as Wells Fargo Advisors, LLC, Credit Suisse Securities (USA) LLC and Morgan Stanley Smith Barney. Andrea holds licenses for the following securities: Series 7, Series 31, Series 63, Series 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/27/2021 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
02/29/2016 - 08/28/2019
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
08/02/2012 - 03/15/2016
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
12/15/2010 - 08/24/2012
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/01/2009 - 12/15/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
05/29/2002 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 12/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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