Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Item is a financial advisor with UBS Financial Services Inc. Andrea has been in the financial services industry since 2010. Andrea is registered with the state of Florida and holds the Series 7, Series 63, Series 65, and SIE licenses. Andrea also holds a Series 66 license for both broker-dealer and investment advisor registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/07/2019 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
07/09/2008 - 05/05/2009
UBS FINANCIAL SERVICES INC. (MIAMI FL)
BC
Issued 03/15/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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