Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Gauntt is a financial professional registered with Northwestern Mutual Investment Services, LLC. Andrea has been in the financial services industry since August 2024, focusing on investment company products and variable contracts, having passed the Series 6TO exam in August 2024. Andrea is located in Raleigh, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
08/28/2024 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
BC
Issued 08/27/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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