Unclaimed
Andrea Murphy is a financial professional with over 20 years of experience in the securities industry. Andrea is currently registered with Northern Lights Distributors, LLC, and is licensed to offer a variety of financial products and services. Andrea has previously worked at several other firms including FEF Distributors, LLC, Arnorld and S. Bleichroeder, Inc., Tucker Anthony Incorporated, Phoenix Third Market Corp., and OppenheimerFunds Distributor, Inc. Andrea holds the Series 6, Series 7, Series 63 and SIE licenses, demonstrating expertise in various financial markets. Andrea's commitment to helping clients achieve their financial goals is evident in her extensive experience and professional qualifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
03/14/2019 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NY
12/09/2002 - 02/04/2014
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
03/21/2000 - 12/09/2002
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
MA
07/14/1997 - 06/10/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/13/1997 - 07/08/1997
PHOENIX THIRD MARKET CORP. (NEW YORK NY)
NY
06/22/1993 - 02/20/1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 07/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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