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Andrea Elizabeth Roiniotis

Northwestern Mutual Investment Services, LLC

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About Andrea Elizabeth Roiniotis

Andrea Elizabeth Roiniotis is an investment professional with over a decade of experience. Andrea's career began in 2007 at UBS Financial Services Inc., where she served as a registered representative. In 2013, Andrea joined Northwestern Mutual Investment Services, LLC and is currently registered with the firm in Illinois. Andrea is also a registered Investment Advisor in Illinois. Andrea has earned the Series 7, Series 63, and Series 65 licenses and holds the SIE designation. Andrea is committed to providing personalized financial guidance and helping clients achieve their financial goals.

Firm Information

Andrea Roiniotis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrea Roiniotis’s Registration & Firm History

IL

04/05/2013 - Present

Northwestern Mutual Investment Services, LLC (SKOKIE IL)

IL

05/28/2010 - 11/20/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

IL

05/05/2009 - 06/11/2010

CAMBRIDGE INVESTMENT RESEARCH, INC. (NAPERVILLE IL)

IL

02/26/2008 - 12/08/2008

ADVANCED EQUITIES, INC. (CHICAGO IL)

IL

12/11/2007 - 03/12/2008

UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)

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Licenses & Designations

IA

Issued 08/14/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea Elizabeth Roiniotis.
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