Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Penha has been in the financial industry since February 12, 2006 and is currently registered with Everlake Distributors, LLC. Andrea is a Series 63, Series 8, Series 6TO, SIE, and Series 7 licensed professional. Andrea has previously worked for MetLife Investors Distribution Company, Charles Schwab & Co., Inc., Unified Management Corporation, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
01/08/2024 - Present
Everlake Distributors, LLC (Lincoln NE)
NY
11/14/2022 - 10/17/2023
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
TX
02/11/1991 - 02/03/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
06/08/1989 - 01/30/1991
UNIFIED MANAGEMENT CORPORATION (INDIANAPOLIS IN)
NY
02/26/1987 - 06/30/1988
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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