Unclaimed
Andrea Gierman is a financial professional with over 8 years of experience in the industry. Andrea is currently registered with Harris Williams and has experience in Investment Banking. Prior to joining Harris Williams, Andrea worked at J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC. Andrea has a broad range of experience in the financial services industry and holds several licenses, including Series 7, Series 6, Series 63, Series 65 and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/29/2023 - Present
Harris Williams (MINNEAPOLIS MN)
NY
06/25/2021 - 04/01/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IL
03/31/2015 - 08/28/2019
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
CA
08/20/2013 - 02/10/2015
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
IA
Issued 03/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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