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Andrea Dawn Gierman

Harris Williams

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About Andrea Dawn Gierman

Andrea Gierman is a financial professional with over 8 years of experience in the industry. Andrea is currently registered with Harris Williams and has experience in Investment Banking. Prior to joining Harris Williams, Andrea worked at J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC. Andrea has a broad range of experience in the financial services industry and holds several licenses, including Series 7, Series 6, Series 63, Series 65 and Series 79.

Firm Information

Andrea Gierman is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Gierman’s Registration & Firm History

MN

06/29/2023 - Present

Harris Williams (MINNEAPOLIS MN)

NY

06/25/2021 - 04/01/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

IL

03/31/2015 - 08/28/2019

GOLDMAN SACHS & CO. LLC (CHICAGO IL)

CA

08/20/2013 - 02/10/2015

AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)

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Licenses & Designations

IA

Issued 03/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2015

Series 7 - General Securities Representative Examination

BC

Issued 08/20/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea Dawn Gierman.
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