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Andrea Dale Carminati

Tradeweb Direct LLC

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About Andrea Dale Carminati

Andrea Dale Carminati has been active in the financial industry since 1992 and is currently registered as a Broker-Dealer with Tradeweb Direct LLC. Andrea has held previous positions with Dealerweb Inc. and Rafferty Capital Markets, LLC. Andrea's areas of expertise include municipal securities, and she is a Series 52 and 53 licensed representative.

Firm Information

Andrea Carminati is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Carminati’s Registration & Firm History

NJ

09/04/2019 - Present

Tradeweb Direct LLC (JERSEY CITY NJ)

FL

10/11/2011 - 09/16/2019

DEALERWEB INC. (BOCA RATON FL)

FL

09/26/2011 - 10/07/2011

RAFFERTY CAPITAL MARKETS, LLC (BOCA RATON FL)

FL

03/11/2004 - 09/21/2011

RAFFERTY CAPITAL MARKETS, LLC (BOCA RATON FL)

NY

06/05/1992 - 04/29/2004

J.J. KENNY DRAKE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea Dale Carminati.
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