Unclaimed
Andrea Dale Carminati has been active in the financial industry since 1992 and is currently registered as a Broker-Dealer with Tradeweb Direct LLC. Andrea has held previous positions with Dealerweb Inc. and Rafferty Capital Markets, LLC. Andrea's areas of expertise include municipal securities, and she is a Series 52 and 53 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/04/2019 - Present
Tradeweb Direct LLC (JERSEY CITY NJ)
FL
10/11/2011 - 09/16/2019
DEALERWEB INC. (BOCA RATON FL)
FL
09/26/2011 - 10/07/2011
RAFFERTY CAPITAL MARKETS, LLC (BOCA RATON FL)
FL
03/11/2004 - 09/21/2011
RAFFERTY CAPITAL MARKETS, LLC (BOCA RATON FL)
NY
06/05/1992 - 04/29/2004
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BC
Issued 01/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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