Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Catherine Devon is a registered representative with UBS Financial Services Inc. in Nashville, Tennessee. Andrea is a financial professional with over five years of experience in the financial services industry. Andrea has earned her Series 66, Series 7, and SIE licenses. Andrea also holds a Series 66 and a Series 7, which are held by UBS Financial Services Inc.. Andrea is a licensed representative in Tennessee and currently holds a registration for both Broker/Dealer and Investment Advisor. Andrea can offer a range of financial services, including financial planning, portfolio management, selection of other advisors, publication of periodicals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
02/12/2019 - Present
UBS Financial Services Inc. (Nashville TN)
NY
07/31/2014 - 05/17/2018
LPL FINANCIAL LLC (ELMIRA NY)
NY
06/15/2013 - 08/04/2014
ING FINANCIAL PARTNERS, INC. (ELMIRA NY)
BOTH
Issued 08/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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